La SEC consente alle persone fisiche di non registrarsi con loro se non consentono affari con gli utenti fuori dallo stato:
A broker-dealer that conducts all of its business in one state does not have to register with the SEC. (State registration is another matter. See Part III, below.) The exception provided for intrastate broker-dealer activity is very narrow. To qualify, all aspects of all transactions must be done within the borders of one state. This means that, without SEC registration, a broker-dealer cannot participate in any transaction executed on a national securities exchange or Nasdaq. Also, information posted on the Internet that is accessible by persons in another state would be considered an interstate offer of securities or investment services that would require Federal broker-dealer registration.
Quale tecnologia o implementazione è sufficiente per proteggere un sito Web e limitare il suo accesso a un determinato stato?